Research Handbook on the Regulation of Mutual Funds

Contents:

List of Contributors

Introduction to the Research Handbook on the Regulation of Monetary Funds
William A. Birdthistle and John Morley

PART I THE ROLE AND REGULATION OF INVESTMENT FUNDS
1. Why Do Investment Funds Have Special Securities Regulation?
John Morley

2. The Rise and Fall of the Mutual Fund Brand
Mercer Bullard

3. Fiduciary Contours: Perspectives on Mutual Funds and Private Funds
Deborah A. DeMott

4. The Fiduciary Structure of Investment Management Regulation
Arthur B. Laby

PART II IDENTITY AND BEHAVIOR OF MUTUAL FUND INVESTORS
5. Who Are Mutual Fund Investors?
Alan Palmiter

6. Protecting Mutual Fund Investors: An Inevitable Eclecticism
Lyman P.Q. Johnson

7. The Past and Present of Mutual Fund Fee Litigation Under Section 36(b)
Quinn Curtis

8. Toward Better Mutual Fund Governance
Anita K. Krug

9. Mutual Fund Compliance: Key Developments and Their Implications
James Fanto

PART III THE BROADER RANGE OF INVESTMENT FUNDS
10. Tales From The Dark Side: Money Market Funds and the Shadow Banking Debate
Jill E. Fisch

11. Exchange-Traded Funds: Neither Fish Nor Fowl
Eric D. Roiter

12. Free Funds: Retirement Savings as Public Infrastructure
William A. Birdthistle

13. Confluence of Mutual and Hedge Funds
Wulf A. Kaal

PART IV INTERNATIONAL PERSPECTIVES ON INVESTMENT FUNDS

14. The Anatomy of European Investment Fund Law
Dirk A. Zetzsche

15. Governance Aspects of Mutual Funds in Ireland
Blanaid Clarke and Mark White

16. Regulating Collective Retail Investment Funds in the United Kingdom with the Objective of Investor Protection, and Some Implications
Iris H-Y Chiu

17. Regulation of Mutual Funds in Australia
Pamela Hanrahan and Ian Ramsay

Index

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• Legislação financeira
• Capital e acções
• Lei dos Serviços Financeiros e regulação
• Finança das empresas

Regulation; Financial Law; Securities; Investment Law; Banking Law; Mutual Funds