Research Handbook on Law and Ethics in Banking and Finance

Contents:

Foreword
Andrew Bailey

Part I The foundations of ethics in banking and finance
1. The philosophical foundations of financial ethics
Kara Tan Bhala

2. Ethics and standards in financial regulation
William Blair and Clara Barbiani

3. Ethical foundation of financial law
Rosa M. Lastra and Marcelo J. Sheppard

Part II The role played by law and standards
4. Nudging inclusive banking and micro finance towards self-sustainability
Katherine Hunt, Marco Lamandini and David Ramos Muno

5. The social licence for financial markets, written standards and aspiration
David Rouch

6. The Development and Implementation of Professional Standards for UK Bankers: A Practitioner Perspective
Simon Thompson

7. What should we do about the law of money, finance, banks and the like?
Philip R. Wood CBE, QC (Hon)

8. Rebuilding Trust in Financial Markets: beyond the Limits of Law and Regulation
Mark Yallop

Part III Can law counteract unethical behaviour? Some examples
9. Ethical Considerations in the Representation of Sovereign Clients
Lee C. Buchheit

10. Law and Ethics: The Bank's Fiduciary Duty towards Retail Customers
Ruth Plato-Shinar

11. Market timers, late traders and the ultimate insiders
Basil G. Zotiades

Part IV The effectiveness of regulation and supervisory actions
12. Developing the Senior Managers Regime
Alan Brener

13. What makes deterrence credible?
Andromachi Georgosouli

14. Breaches of AML reporting requirements by UK Bankers: Are effective enforcement choices being made by financial regulators?
Miriam Goldby

Part V Are financial regulators ethical?
15. Ethical Culture and Central Banking
Thomas C. Baxter Jr

16. Central Banks and Ethics: the Virtual Paradox of Transparency and Confidentiality Mandates
Manuel Monteagudo

17. Enforcement, ethics and transparency: problems and perspectives
Costanza A Russo

Index

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• Legislação bancária
• Etica e conduta profissional em advocacia
• Obras de referência

Ethics; Banking Regulation; Financial Regulation; Financial Ethics; Conduct of Business; Financial Crisis